The "Convention implementing the Schengen agreement" (SDÜ in
German) (Convention implementing the Schengen Agreement of 14 June 1985 between the Governments of the States of the Benelux Economic Union, the Federal Republic of Germany
and the French Republic on the gradual abolition of checks at their common Borders - BGBl. III Nr. 90/1997) contains the following regulations concerning data protection:
CHAPTER 3 - Protection of personal data and security of data in the Schengen Information System
Article 102
(1) The Contracting Parties may use the data provided for in Articles 95 to 100 only for the purposes laid down for each category of alert referred to in those Articles.
(2) Data may only be copied for technical purposes, provided that such copying is necessary in order for the authorities referred to in Article 101 to carry out a direct search. Alerts issued by other Contracting Parties may not be copied from the national section of the Schengen Information System into other national data files.
(3) With regard to the alerts laid down in Articles 95 to 100 of this Convention,
any derogation from paragraph 1 in order to change from one category of alert to another
must be justified by the need to prevent an imminent serious threat to public policy and
public security, on serious grounds of national security or for the purposes of
preventing a serious criminal offence. Prior authorisation from the Contracting Party
issuing the alert must be obtained for this purpose.
(4) Data may not be used for administrative purposes. By way of derogation, data
entered under to Article 96 may be used in accordance with the national law of each
Contracting Party for the purposes of Article 101 (2) only.
(5) Any use of data which does not comply with paragraphs 1 to 4 shall be considered
as misuse under the national law of each Contracting Party.
Article 103
Each Contracting Party shall ensure that, on average, every tenth transmission of
personal data is recorded in the national section of the Schengen Information System by
the data file management authority for the purposes of checking whether the search is
admissible or not. The record may only be used for this purpose and shall be deleted
after six months.
Information: Article 103
obtains at a point in time decided unanimously by the council as soon as the conditions
are existent the following composure (see Council Decision 2005/211/JI of
24 February 2005 concerning the introduction of some new functions for the Schengen
Information System, Official Journal of the European Union No. L 68/44 of 15 March
2005. The modification go back on a initiative of Spain. The Council Decision changes the
Articles 92, 94, 99, 100, 101, 103 and 113 SD?, new inclusions are the
Articles 101a, 101b, 112a and 113a SD?):
Each Member State shall ensure that every transmission of personal data is recorded in
the national section of the Schengen Information System by the data file management
authority for the purposes of checking whether the search is admissible or not. The
record may only be used for this purpose and shall be deleted at the earliest after a
period of one year and at the latest after a period of three years.
Article 104
(1) Alerts shall be governed by the national law of the Contracting Party issuing the
alert unless more stringent conditions are laid down in this Convention.
(2) Insofar as this Convention does not lay down specific provisions, the law of each
Contracting Party shall apply to data entered in its national section of the Schengen
Information System.
(3) Insofar as this Convention does not lay down specific provisions concerning
performance of the action requested in the alert, the national law of the requested
Contracting Party performing the action shall apply. Insofar as this Convention lays down
specific provisions concerning performance of the action requested in the alert,
responsibility for that action shall be governed by the national law of the requested
Contracting Party. If the requested action cannot be performed, the requested Contracting
Party shall immediately inform the Contracting Party issuing the alert.
Article 105
The Contracting Party issuing the alert shall be responsible for ensuring that the
data entered into the Schengen Information System is accurate, up-to-date and lawful.
Article 106
(1) Only the Contracting Party issuing the alert shall be authorised to modify, add
to, correct or delete data which it has entered.
(2) If one of the Contracting Parties which has not issued the alert has evidence
suggesting that an item of data is factually incorrect or has been unlawfully stored, it
shall advise the Contracting Party issuing the alert thereof as soon as possible; the
latter shall be obliged to check the communication and, if necessary, correct or delete
the item in question immediately.
(3) If the Contracting Parties are unable to reach agreement, the Contracting Party
which did not issue the alert shall submit the case to the joint supervisory authority
referred to in Article 115 (1) for its opinion.
Article 107
Where a person is already the subject of an alert in the Schengen Information System,
a Contracting Party which enters a further alert shall reach agreement on the entry of
the alert with the Contracting Party which entered the first alert. The Contracting
Parties may also lay down general provisions to this end.
Article 108
(1) Each Contracting Party shall designate an authority which shall have central
responsibility for its national section of the Schengen Information System.
(2) Each Contracting Party shall issue its alerts via that authority.
(3) The said authority shall be responsible for the smooth operation of the national
section of the Schengen Information System and shall take the necessary measures to
ensure compliance with the provisions of this Convention.
(4) The Contracting Parties shall inform one another, via the depositary, of the
authority referred to in paragraph 1.
Article 109
(1) The right of persons to have access to data entered in the Schengen Information
System which relate to them shall be exercised in accordance with the law of the
Contracting Party before which they invoke that right. If national law so provides, the
national supervisory authority provided for in Article 114 (1) shall decide whether
information shall be communicated and by what procedures. A Contracting Party which has
not issued the alert may communicate information concerning such data only if it has
previously given the Contracting Party issuing the alert an opportunity to state its
position.
(2) Communication of information to the data subject shall be refused if this is
indispensable for the performance of a lawful task in connection with the alert or for
the protection of the rights and freedoms of third parties. In any event, it shall be
refused throughout the period of validity of an alert for the purpose of discreet
surveillance.
Article 110
Any person may have factually inaccurate data relating to them corrected or unlawfully
stored data relating to them deleted.
Article 111
(1) Any person may, in the territory of each Contracting Party, bring before the
courts or the authority competent under national law an action to correct, delete or
obtain information or to obtain compensation in connection with an alert involving
them.
(2) The Contracting Parties undertake mutually to enforce final decisions taken by the
courts or authorities referred to in paragraph 1, without prejudice to the provisions of
Article 116.
Article 112
(1) Personal data entered into the Schengen Information System for the purposes of
tracing persons shall be kept only for the time required to meet the purposes for which
they were supplied. The Contracting Party which issued the alert must review the need for
continued storage of such data not later than three years after they were entered. The
period shall be one year in the case of the alerts referred to in Article 99.
(2) Each Contracting Party shall, where appropriate, set shorter review periods in
accordance with its national law.
(3) The technical support function of the Schengen Information System shall
automatically inform the Contracting Parties of scheduled deletion of data from the
system one month in advance.
(4) The Contracting Party issuing the alert may, within the review period, decide to
keep the alert should this prove necessary for the purposes for which the alert was
issued. Any extension of the alert must be communicated to the technical support
function. The provisions of paragraph 1 shall apply to the extended alert.
Information: Article 112a SD? comes into force 180 days
after the date of release of the Council Decision by 15 March 2005 (that is the
11 September 2005). For Iceland and Norway the Article comes into force
270 days after the date of release (that is the 10 December 2005). See the Council Decision .
Article 112A
(1) Personal data held in files by the authorities referred to in Article 92 (4)
as a result of information exchange pursuant to that paragraph, shall be kept only for
such time as may be required to achieve the purposes for which they were supplied. They
shall in any event be deleted at the latest one year after the alert or alerts concerning
the person or object concerned have been deleted from the Schengen Information
System.
(2) Paragraph 1 shall not prejudice the right of a Member State to keep in national
files data relating to a particular alert which that Member State has issued or to an
alert in connection with which action has been taken on its territory. The period of time
for which such data may be held in such files shall be governed by national law.
Article 113
(1) Data other than that referred to in Article 112 shall be kept for a maximum
of ten years, data on issued identity papers and suspect banknotes for a maximum of five
years and data on motor vehicles, trailers and caravans for a maximum of three years.
Information: Article 113 (1) obtains at a point in time decided
unanimously by the council as soon as the conditions are existent the following composure
(see Council Decision ):
(1) Data other than that referred to in Article 112 shall be kept for a maximum
of 10 years and data on objects referred to in Article 99 (1) for a maximum of five
years.
(2) Data which have been deleted shall be kept for one year in the technical
support function. During that period they may only be consulted for subsequent checking
as to their accuracy and as to whether the data were entered lawfully. Afterwards they
must be destroyed.
Information: Article 113A SD? comes into force 180 days after
the date of release of the Council Decision by 15 March 2005 (that is the
11 September 2005). For Iceland and Norway the Article comes into force
270 days after the date of release (that is the 10 December 2005). See the Council
Decision Council Decision .
Article 113A
(1) Data other than personal data held in files by the authorities referred to in
Article 92 (4) as a result of information exchange pursuant to that paragraph, shall
be kept only for such time as may be required to achieve the purposes for which they were
supplied. They shall in any event be deleted at the latest one year after the alert or
alerts concerning the person or object concerned have been deleted from the Schengen
Information System.
(2) Paragraph 1 shall not prejudice the right of a Member State to keep in national
files data relating to a particular alert which that Member State has issued or to an
alert in connection with which action has been taken on its territory. The period of time
for which such data may be held in such files shall be governed by national law.
Article 114
(1) Each Contracting Party shall designate a supervisory authority responsible in
accordance with national law for carrying out independent supervision of the data file of
the national section of the Schengen Information System and for checking that the
processing and use of data entered in the Schengen Information System does not violate
the rights of the data subject. For this purpose, the supervisory authority shall have
access to the data file of the national section of the Schengen Information System.
(2) Any person shall have the right to ask the supervisory authorities to check data
entered in the Schengen Information System which concern them and the use made of such
data. That right shall be governed by the national law of the Contracting Party to which
the request is made. If the data have been entered by another Contracting Party, the
check shall be carried out in close coordination with that Contracting Party's
supervisory authority.
Article 115
(1) A joint supervisory authority shall be set up and shall be responsible for
supervising the technical support function of the Schengen Information System. This
authority shall consist of two representatives from each national supervisory authority.
Each Contracting Party shall have one vote. Supervision shall be carried out in
accordance with the provisions of this Convention, the Council of Europe Convention of 28
January 1981 for the Protection of Individuals with regard to the Automatic Processing of
Personal Data, taking into account Recommendation No R (87) 15 of 17 September 1987 of
the Committee of Ministers of the Council of Europe regulating the use of personal data
in the police sector, and in accordance with the national law of the Contracting Party
responsible for the technical support function.
(2) As regards the technical support function of the Schengen Information System, the
joint supervisory authority shall have the task of checking that the provisions of this
Convention are properly implemented. For that purpose, it shall have access to the
technical support function.
(3) The joint supervisory authority shall also be responsible for examining any
difficulties of application or interpretation that may arise during the operation of the
Schengen Information System, for studying any problems that may occur with the exercise
of independent supervision by the national supervisory authorities of the Contracting
Parties or in the exercise of the right of access to the system, and for drawing up
harmonised proposals for joint solutions to existing problems.
(4) Reports drawn up by the joint supervisory authority shall be submitted to the
authorities to which the national supervisory authorities submit their reports.
Article 116
(1) Each Contracting Party shall be liable in accordance with its national law for any
injury caused to a person through the use of the national data file of the Schengen
Information System. This shall also apply to injury caused by the Contracting Party which
issued the alert, where the latter entered factually inaccurate data or stored data
unlawfully.
(2) If the Contracting Party against which an action is brought is not the Contracting
Party issuing the alert, the latter shall be required to reimburse, on request, the sums
paid out as compensation unless the data were used by the requested Contracting Party in
breach of this Convention.
Article 117
(1) As regards the automatic processing of personal data communicated pursuant to this
Title, each Contracting Party shall, no later than the date of entry into force of this
Convention, adopt the necessary national provisions in order to achieve a level of
protection of personal data at least equal to that resulting from the principles laid
down in the Council of Europe Convention for the Protection of Individuals with regard to
Automatic Processing of Personal Data of 28 January 1981 and in accordance with
Recommendation No R (87) 15 of 17 September 1987 of the Committee of Ministers of the
Council of Europe regulating the use of personal data in the police sector.
(2) The communication of personal data provided for in this Title may not take place
until the provisions for the protection of personal data as specified in paragraph 1 have
entered into force in the territories of the Contracting Parties involved in such
communication.
Article 118
(1) Each Contracting Party undertakes, in relation to its national section of the
Schengen Information System, to adopt the necessary measures in order to:
- deny unauthorised persons access to data processing equipment used for processing
personal data (equipment access control);
- prevent the unauthorised reading, copying, modification or removal of data media
(data media control);
- prevent the unauthorised input of data and the unauthorised inspection, modification
or deletion of stored personal data (storage control);
- prevent the use of automated data processing systems by unauthorised persons using
data communication equipment (user control);
- ensure that persons authorised to use an automated data processing system only have
access to the data covered by their access authorisation (data access control);
- ensure that it is possible to verify and establish to which bodies personal data may
be transmitted using data communication equipment (communication control);
- ensure that it is subsequently possible to verify and establish which personal data
have been input into automated data processing systems and when and by whom the data were
input (input control);
- prevent the unauthorised reading, copying, modification or deletion of personal data
during transfers of personal data or during transportation of data media (transport
control).v
(2) Each Contracting Party must take special measures to ensure the security of data
while they are being communicated to services located outside the territories of the
Contracting Parties. Such measures must be notified to the joint supervisory
authority.
(3) For the processing of data in its national section of the Schengen Information
System each Contracting Party may appoint only specially qualified persons who have
undergone security checks.
(4) The Contracting Party responsible for the technical support function of the
Schengen Information System shall adopt the measures laid down in paragraphs 1 to 3 in
respect of that function.
TITLE VI - Protection of personal data
Article 126
(1) As regards the automatic processing of personal data communicated pursuant to this
Convention, each Contracting Party shall, no later than the date of entry into force of
this Convention, adopt the necessary national provisions in order to achieve a level of
protection of personal data at least equal to that resulting from the Council of Europe
Convention for the Protection of Individuals with regard to Automatic Processing of
Personal Data of 28 January 1981.
(2) The communication of personal data provided for in this Convention may not take
place until the provisions for the protection of personal data as specified in paragraph
1 have entered into force in the territories of the Contracting Parties involved in such
communication.
(3) In addition, the following provisions shall apply to the automatic processing of
personal data communicated pursuant to this Convention:
- such data may be used by the recipient Contracting Party solely for the purposes for
which this Convention stipulates that they may be communicated; such data may be used for
other purposes only with the prior authorisation of the Contracting Party communicating
the data and in accordance with the law of the recipient Contracting Party; such
authorisation may be granted insofar as the national law of the Contracting Party
communicating the data so permits;
- such data may be used only by the judicial authorities and the departments and
authorities carrying out tasks or performing duties in connection with the purposes
referred to in paragraph (a);
- the Contracting Party communicating such data shall be obliged to ensure the accuracy
thereof; should it establish, either on its own initiative or further to a request by the
data subject, that data have been provided that are inaccurate or should not have been
communicated, the recipient Contracting Party or Parties must be immediately informed
thereof; the latter Party or Parties shall be obliged to correct or destroy the data, or
to indicate that the data are inaccurate or were unlawfully communicated;
- a Contracting Party may not plead that another Contracting Party communicated
inaccurate data, in order to avoid its liability under its national law vis-?-vis an
injured party; if damages are awarded against the recipient Contracting Party because of
its use of inaccurate communicated data, the Contracting Party which communicated the
data shall refund in full to the recipient Contracting Party the amount paid in
damages;
- the transmission and receipt of personal data must be recorded both in the source
data file and in the data file in which they are entered;
- the joint supervisory authority referred to in Article 115 may, at the request
of one of the Contracting Parties, deliver an opinion on the difficulties of implementing
and interpreting this Article.
(4) This Article shall not apply to the communication of data provided for under
Chapter 7 of Title II and Title IV. Paragraph 3 shall not apply to the communication
of data provided for under Chapters 2 to 5 of Title III.
Article 127
(1) Where personal data are communicated to another Contracting Party pursuant to the
provisions of this Convention, Article 126 shall apply to the communication of the
data from a non-automated data file and to their inclusion in another non-automated data
file.
(2) Where, in cases other than those governed by Article 126 (1), or
paragraph 1 of this Article, personal data are communicated to another Contracting
Party pursuant to this Convention, Article 126 (3), with the exception of
subparagraph (e), shall apply. The following provisions shall also apply:
- a written record shall be kept of the transmission and receipt of personal data; this
obligation shall not apply where such a record is not necessary given the use of the
data, in particular if they are not used or are used only very briefly;
- the recipient Contracting Party shall ensure, in the use of communicated data, a
level of protection at least equal to that laid down in its national law for the use of
similar data;
- the decision concerning whether and under what conditions the data subject shall, at
his request, be provided information concerning communicated data relating to him shall
be governed by the national law of the Contracting Party to which the request was
addressed.
(3) This Article shall not apply to the communication of data provided for under
Chapter 7 of Title II, Chapters 2 to 5 of Title III, and
Title IV.
Article 128
(1) The communication of personal data provided for by this Convention may not take
place until the Contracting Parties involved in that communication have instructed a
national supervisory authority to monitor independently that the processing of personal
data in data files complies with Articles 126 and 127 and the provisions adopted for
their implementation.
(2) Where the Contracting Party has, in accordance with its national law, instructed a
supervisory authority to monitor independently, in one or more areas, compliance with the
provisions on the protection of personal data not entered in a data file, that
Contracting Party shall instruct the same authority to supervise compliance with the
provisions of this Title in the areas concerned.
(3) This Article shall not apply to the communication of data provided for under
Chapter 7 of Title II and Chapters 2 to 5 of Title III.
Article 129
As regards the communication of personal data pursuant to Chapter 1 of
Title III, the Contracting Parties undertake, without prejudice to Articles 126
and 127, to achieve a level of protection of personal data which complies with the
principles of Recommendation No R (87) 15 of 17 September 1987 of the
Committee of Ministers of the Council of Europe regulating the use of personal data in
the police sector. In addition, as regards the communication of data pursuant to
Article 46, the following provisions shall apply:
- the data may be used by the recipient Contracting Party solely for the purposes
indicated by the Contracting Party which provided the data and in compliance with the
conditions laid down by that Contracting Party;
- the data may be communicated to police forces and authorities only; data may not be
communicated to other authorities without the prior authorisation of the Contracting
Party which provided them;
- the recipient Contracting Party shall, upon request, inform the Contracting Party
which provided the data of the use made of the data and the results thus obtained.
Article 130
If personal data are communicated via a liaison officer as referred to in
Article 47 or Article 125, the provisions of this Title shall not apply unless
the liaison officer communicates such data to the Contracting Party which seconded the
officer to the territory of the other Contracting Party.